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this is a discussion within the Saints Community Forum; I worked in a Financial institution for a while and had to sign several DoJ, SEC, FINRA legal statements regarding compliance. The request asks for "All documents". I would have thought it would have specifically stated physical or electronic documentation, ...
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LET MY TEAM GO!
Join Date: Sep 2009
Location: Just north of COWGAL HELL
Posts: 296
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I worked in a Financial institution for a while and had to sign several DoJ, SEC, FINRA legal statements regarding compliance.
The request asks for "All documents". I would have thought it would have specifically stated physical or electronic documentation, backup tapes, USB devices like some of the documents I signed previously. As far as e-mail, there are ways to get it off a messaging system, but depending on how it is pulled out it can become useless in a court due to the possibility of tampering. |
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